MFIN 304 • Midterm • Investment Management

Investment Fundamentals

Financial Markets and Economy

Financial Crisis of 2008

The Money Market

The Capital Market: Fixed Income

Equity & Stock Market Indexes

Derivative Securities

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Issuing Securities

Markets & Orders

Electronic & Global Markets

Buying on Margin & Short Selling

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Investment Companies & NAV

Types of Investment Companies

Mutual Funds & Investment Policies

Costs, Fees & Taxations

ETFs, Performance & Information

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Rates of Return & Holding Periods

Risk, Return & Its Measurement

The Normal Distrubition and Tail Risk

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Risk Aversion & Utility Theory

The Capital Allocation Decision

The Capital Allocation Line

Risk Tolerance & Optimal Choice

Passive Strategies & The CML

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Risk & The Investment Decision

Combining Two Risky Assets

The Optimal Risky Portfolio

The Markowitz Model

The Power of Diversification

Diversification in Practice

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Foundations of the CAPM

The Market Risk Premium

Beta & Expected Returns

The Security Market Line

Extensions & Liquidity

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Factor Models

No-Arbitrage Pricing & the SML

APT vs CAPM

The Efficient Market Hypothesis

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